James Daniel Barratt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (15 May 2009 to 8 Jul 2011)
    • CF30 Customer (1 Nov 2007 to 8 Jul 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF29 Significant management (1 Nov 2007 to 21 Oct 2010)
    • CF30 Customer (1 Nov 2007 to 21 Oct 2010)
    • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
    • CF1 Director (17 Feb 2006 to 13 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.