James Alexander Hough

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal

    FRN 124788

    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (28 Jun 2023 to 9 Jul 2023)
    • [FCA CF] Manager of certification employee (16 Feb 2023 to 12 Aug 2024)
    • [FCA CF] Material risk taker (7 Oct 2022 to 12 Aug 2024)
    • [FCA CF] Client dealing (7 Oct 2022 to 12 Aug 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (16 Feb 2023 to 12 Aug 2024)
    • [FCA CF] Material risk taker (7 Oct 2022 to 12 Aug 2024)
    • [FCA CF] Client dealing (7 Oct 2022 to 12 Aug 2024)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Manager of certification employee (15 Mar 2021 to 30 Nov 2021)
    • [FCA CF] Client dealing (15 Mar 2021 to 30 Nov 2021)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (15 Mar 2021 to 30 Nov 2021)
    • [FCA CF] Manager of certification employee (15 Mar 2021 to 30 Nov 2021)
  • BlueCrest Capital Management (UK) LLP (no longer approved here)

    FRN 515304

    • CF4 Partner (26 Jan 2017 to 4 Dec 2019)
    • CF30 Customer (9 Jan 2017 to 5 Sep 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 19 Sep 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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