Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Emma Trevelyan

  IRN ELT33735

  • [FCA CF] Client dealing (27 Sep 2019 to 30 Aug 2022)
• Emmanuel Canavaggio

  IRN EJC01109

  • [FCA CF] Manager of certification employee (18 Jun 2025 to 20 Mar 2026)
  • [FCA CF] Client dealing (17 Dec 2019 to 20 Mar 2026)
• Erik Isak Lindqvist

  IRN EXL59861

  • [FCA CF] Client dealing (1 Dec 2017 to 22 Apr 2019)
• Erik Parker

  IRN EJP01029

  • [FCA CF] Client dealing (17 Dec 2021 to 25 Mar 2022)
• Ermenegildo Russo

  IRN EXR01096

  • [FCA CF] Client dealing (since 1 Jul 2025)
  • [FCA CF] Manager of certification employee (since 1 Jul 2025)
• Eros Grinzato

  IRN EXG00223

  • [FCA CF] Client dealing (28 Nov 2023 to 29 Apr 2024)
• Evangelos Drosos

  IRN EXD33722

  • [FCA CF] Material risk taker (20 Oct 2023 to 6 Feb 2025)
  • [FCA CF] Client dealing (8 Feb 2019 to 6 Feb 2025)
• Fabio Andreas Wilhelm Broecker

  IRN FAB01040

  • [FCA CF] Material risk taker (11 Nov 2019 to 13 Jun 2021)
  • [FCA CF] Client dealing (26 Apr 2018 to 13 Jun 2021)
• Fabio Bettiol

  IRN FXB00111

  • [FCA CF] Client dealing (16 Feb 2022 to 18 Jun 2025)
• Fabrizio Russo

  IRN FXR01036

  • [FCA CF] Material risk taker (since 11 Nov 2016)
  • [FCA CF] Client dealing (since 11 Nov 2016)
  • [FCA CF] Manager of certification employee (since 11 Nov 2016)
  • CF30 Customer (20 Jul 2012 to 6 Mar 2016)

No changes recorded yet.