Erik Parker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale

    FRN 124866

    • [FCA CF] Client dealing (since 28 Jun 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (13 Apr 2022 to 17 Mar 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (17 Dec 2021 to 25 Mar 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (7 Mar 2019 to 10 Oct 2019)
    • [FCA CF] Manager of certification employee (14 Nov 2018 to 5 Dec 2021)
    • [FCA CF] Client dealing (1 Nov 2016 to 25 Mar 2022)
    • CF30 Customer (13 Jul 2011 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 13 May 2011)
    • CF21 Investment Adviser (3 Sep 2004 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (4 Feb 2003 to 18 Aug 2004)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 25 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.