Fabio Andreas Wilhelm Broecker

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Manager of certification employee (16 May 2024 to 7 Aug 2025)
    • [FCA CF] Material risk taker (22 Oct 2021 to 7 Aug 2025)
    • [FCA CF] Client dealing (24 Jun 2021 to 7 Aug 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (11 Nov 2019 to 13 Jun 2021)
    • [FCA CF] Client dealing (26 Apr 2018 to 13 Jun 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (30 Oct 2017 to 13 Jun 2021)
    • [FCA CF] Client dealing (3 Nov 2016 to 13 Jun 2021)
    • CF30 Customer (4 Oct 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.