Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (18 Jun 2025 to 20 Mar 2026)
    • [FCA CF] Client dealing (17 Dec 2019 to 20 Mar 2026)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (18 Jun 2025 to 20 Mar 2026)
    • [FCA CF] Client dealing (17 Dec 2019 to 20 Mar 2026)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (21 Jul 2017 to 9 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (27 Jan 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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