Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David John Byron Mee

  IRN DJM01346

  • CF1 Director (12 Jun 2002 to 28 Feb 2003)
• David Jonathan Gordon

  IRN DJG01121

  • CF10 Compliance Oversight (1 Dec 2001 to 30 Sep 2008)
• David Laurence Benson

  IRN DLB01055

  • CF2 Non Executive Director (28 Aug 2015 to 6 Mar 2016)
  • CF3 Chief Executive (28 May 2002 to 1 Feb 2006)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Feb 2006)
  • CF1 Director (1 Dec 2001 to 28 Sep 2007)
• David Leigh

  IRN DFL01016

  • [FCA CF] Material risk taker (since 31 Jan 2025)
  • [FCA CF] Significant management (since 8 Jan 2025)
  • [FCA CF] Client dealing (since 8 Jan 2025)
  • [FCA CF] Manager of certification employee (since 8 Jan 2025)
• David Leslie Stewart

  IRN DLS01056

  • CF14 Risk Assessment (1 Dec 2001 to 27 Mar 2002)
• David Martin Thursfield

  IRN DMT01054

  • [FCA CF] Material risk taker (19 May 2023 to 12 Aug 2024)
  • [FCA CF] Manager of certification employee (18 Apr 2023 to 12 Aug 2024)
  • [FCA CF] Client dealing (2 Mar 2023 to 12 Aug 2024)
• David Michael Webborn

  IRN DMW01189

  • [FCA CF] Manager of certification employee (since 21 Dec 2022)
  • [FCA CF] Client dealing (since 1 Oct 2019)
  • [FCA CF] Material risk taker (21 Sep 2021 to 20 Dec 2022)
• David O'Connor

  IRN DXO00194

  • [FCA CF] Client dealing (since 10 Sep 2025)
• David Thomas Allmand

  IRN DTA01009

  • CF11 Money Laundering Reporting (1 Dec 2001 to 10 Aug 2009)
• David Tyrrell Young

  IRN DTY01007

  • CF2 Non Executive Director (1 Dec 2001 to 26 Apr 2010)

No changes recorded yet.