Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 31 Jan 2025)
- [FCA CF] Manager of certification employee (since 8 Jan 2025)
- [FCA CF] Significant management (since 8 Jan 2025)
- [FCA CF] Algorithmic trading (since 8 Jan 2025)
- [FCA CF] Client dealing (since 8 Jan 2025)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 31 Jan 2025)
- [FCA CF] Client dealing (since 8 Jan 2025)
- [FCA CF] Manager of certification employee (since 8 Jan 2025)
- [FCA CF] Significant management (since 8 Jan 2025)
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- [FCA CF] Algorithmic trading (7 Sep 2016 to 15 Apr 2024)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 15 Apr 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 15 Apr 2024)
- [FCA CF] Client dealing (7 Mar 2016 to 15 Apr 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Nov 2005 to 6 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.