Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nomura International Plc
FRN 124422
- [FCA CF] Manager of certification employee (since 21 Dec 2022)
- [FCA CF] Client dealing (since 6 Aug 2019)
- [FCA CF] Material risk taker (21 Sep 2021 to 20 Dec 2022)
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Nomura Bank International Plc.
FRN 204419
- [FCA CF] Manager of certification employee (since 21 Dec 2022)
- [FCA CF] Client dealing (since 1 Oct 2019)
- [FCA CF] Material risk taker (21 Sep 2021 to 20 Dec 2022)
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- [FCA CF] Client dealing (21 Nov 2017 to 8 Aug 2019)
- CF30 Customer (10 Jun 2009 to 7 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.