Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF2 Non Executive Director (28 Aug 2015 to 6 Mar 2016)
    • CF3 Chief Executive (28 May 2002 to 1 Feb 2006)
    • CF1 Director (1 Dec 2001 to 28 Sep 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Feb 2006)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF2 Non Executive Director (12 Nov 2014 to 6 Mar 2016)
    • CF1 Director (22 Jan 2009 to 12 Nov 2014)
    • CF14 Risk Assessment (1 Dec 2001 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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