Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (19 May 2023 to 12 Aug 2024)
    • [FCA CF] Manager of certification employee (18 Apr 2023 to 12 Aug 2024)
    • [FCA CF] Client dealing (2 Mar 2023 to 12 Aug 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (19 May 2023 to 12 Aug 2024)
    • [FCA CF] Manager of certification employee (18 Apr 2023 to 12 Aug 2024)
    • [FCA CF] Client dealing (2 Mar 2023 to 12 Aug 2024)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Material risk taker (10 Nov 2020 to 8 Feb 2023)
    • [FCA CF] Client dealing (10 Sep 2018 to 8 Feb 2023)
    • [FCA CF] Manager of certification employee (10 Sep 2018 to 8 Feb 2023)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (5 Nov 2012 to 22 May 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (3 Apr 2012 to 8 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.