Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Biagio Lapolla

  IRN BXL01254

  • [FCA CF] Manager of certification employee (19 Dec 2019 to 30 Mar 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2022)
  • [FCA CF] Client dealing (9 Nov 2018 to 30 Mar 2022)
• Boris Funke

  IRN BXF01144

  • [FCA CF] Material risk taker (9 Nov 2016 to 10 Sep 2020)
  • [FCA CF] Client dealing (1 Nov 2016 to 10 Sep 2020)
• Boris Samuel Kurztag

  IRN BSK01026

  • [FCA CF] Client dealing (2 Jan 2018 to 20 May 2019)
  • [FCA CF] Material risk taker (2 Jan 2018 to 20 May 2019)
• Bradley Alexander McNee

  IRN BAM01123

  • [FCA CF] Material risk taker (21 Oct 2024 to 17 Sep 2025)
  • [FCA CF] Manager of certification employee (22 May 2024 to 17 Sep 2025)
  • [FCA CF] Client dealing (23 Apr 2024 to 17 Sep 2025)
• Brahim Metahri

  IRN BXM19074

  • [FCA CF] Client dealing (18 Dec 2017 to 20 May 2019)
• Brent Michael Cook

  IRN BMC01030

  • [FCA CF] Manager of certification employee (23 Nov 2021 to 18 Nov 2022)
  • [FCA CF] Material risk taker (12 Nov 2021 to 18 Nov 2022)
  • [FCA CF] Client dealing (12 Nov 2021 to 18 Nov 2022)
• Brett Hipkiss

  IRN BXH01326

  • [FCA CF] Material risk taker (29 Sep 2020 to 28 Sep 2022)
  • [FCA CF] Client dealing (29 Sep 2020 to 28 Sep 2022)
• Brian Burns

  IRN BXB00364

  • [FCA CF] Material risk taker (since 26 Apr 2024)
• Brian Michael Lawson

  IRN BML00017

  • CF1 Director (27 Jan 2004 to 3 Mar 2006)
• CYRIL EL-ADM

  IRN CXE01247

  • [FCA CF] Material risk taker (9 Dec 2019 to 23 Sep 2021)
  • [FCA CF] Manager of certification employee (28 Dec 2018 to 23 Sep 2021)
  • [FCA CF] Client dealing (9 Mar 2017 to 23 Sep 2021)

No changes recorded yet.