Brett Hipkiss

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [FCA CF] Algorithmic trading (since 27 Jun 2024)
    • [FCA CF] Material risk taker (since 31 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Aug 2023)
    • [FCA CF] Manager of certification employee (since 18 Nov 2022)
    • [FCA CF] Client dealing (since 11 Oct 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (29 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Client dealing (29 Sep 2020 to 28 Sep 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Client dealing (29 Sep 2020 to 28 Sep 2022)
    • [FCA CF] Material risk taker (29 Sep 2020 to 28 Sep 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 26 Jun 2020)
    • [FCA CF] Client dealing (7 Nov 2016 to 26 Jun 2020)
    • CF30 Customer (22 Jan 2008 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (22 Jan 2019 to 26 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

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