Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (19 Dec 2019 to 30 Mar 2021)
    • [FCA CF] Material risk taker (27 Mar 2019 to 30 Mar 2022)
    • [FCA CF] Client dealing (4 Sep 2018 to 30 Mar 2022)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (19 Dec 2019 to 30 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Mar 2022)
    • [FCA CF] Client dealing (9 Nov 2018 to 30 Mar 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (18 Jan 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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