Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 22 May 2024)
    • [FCA CF] Client dealing (since 23 Apr 2024)
    • [FCA CF] Material risk taker (21 Oct 2024 to 10 Nov 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (21 Oct 2024 to 17 Sep 2025)
    • [FCA CF] Manager of certification employee (22 May 2024 to 17 Sep 2025)
    • [FCA CF] Client dealing (23 Apr 2024 to 17 Sep 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 1 May 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 May 2020)
    • CF30 Customer (28 Jan 2016 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.