Nomura Bank International Plc.

• Principal Place of Business

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +4402071021000

  Web

  https://www.nomura.com

• Complaints Contact

  1 Angel Lane

  London

  EC4R 3AB

  UNITED KINGDOM

  Phone

  +442071021000

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Cameron Jon Lofstedt

  IRN CJL01194

  • [FCA CF] Client dealing (30 Nov 2017 to 21 May 2019)
• Campbell Charles Wheatley Nugent

  IRN CXN00240

  • [FCA CF] Client dealing (since 25 Nov 2024)
• Caren Louise Gray

  IRN CXG00416

  • SMF18 Other Overall Responsibility (28 Feb 2023 to 23 Aug 2024)
• Carina Ruth Lindberg

  IRN CRL01059

  • [FCA CF] Manager of certification employee (since 20 Jul 2022)
  • [FCA CF] Material risk taker (since 31 Mar 2021)
  • [FCA CF] Client dealing (since 16 Mar 2021)
• Carla Baah

  IRN CXB00713

  • [FCA CF] Client dealing (since 27 Feb 2023)
• Carla Tejedor Perez

  IRN CXT42551

  • [FCA CF] Client dealing (21 Sep 2017 to 6 Jul 2019)
• Carlo Pellerani

  IRN CXP01170

  • CF1 Director (8 Jan 2010 to 6 Mar 2012)
  • CF29 Significant management (12 Jun 2009 to 21 May 2010)
  • CF16 Significant Mgt (Desgntd Investment Business) (15 Dec 2003 to 15 Dec 2003)
  • CF19 Significant Mgt (Financial Resources) (6 Mar 2003 to 31 May 2006)
  • CF17 Significant Mgt (Other Business Operations) (6 Mar 2003 to 31 May 2006)
• Carmelita Angela Ritorto

  IRN CAR01140

  • [FCA CF] Material risk taker (since 31 Jan 2024)
  • [FCA CF] Significant management (since 10 Jan 2024)
• Caterina Cappeller

  IRN CXC01073

  • [FCA CF] Client dealing (since 9 Apr 2026)
• Catherine Smith

  IRN CXS00389

  • [FCA CF] Significant management (since 1 Nov 2023)
  • [FCA CF] Significant management (5 May 2021 to 17 Apr 2023)

No changes recorded yet.