Carlo Pellerani

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (11 Feb 2022 to 30 Jun 2023)
    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 13 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2021 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 30 Jun 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (11 Feb 2022 to 30 Jun 2023)
    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 13 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2021 to 30 Jun 2023)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 30 Jun 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF1 Director (8 Jan 2010 to 6 Mar 2012)
    • CF29 Significant management (12 Jun 2009 to 21 May 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Dec 2003 to 15 Dec 2003)
    • CF19 Significant Mgt (Financial Resources) (6 Mar 2003 to 31 May 2006)
    • CF17 Significant Mgt (Other Business Operations) (6 Mar 2003 to 31 May 2006)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF29 Significant management (15 Jan 2009 to 21 May 2010)
    • CF26 Customer Trading (22 Oct 2002 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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