Caren Louise Gray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Life Plc

    FRN 466067

    • [FCA CF] Material risk taker (since 7 Apr 2026)
    • [FCA CF] Significant management (since 7 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Apr 2026)
    • [PRA CF] Key function holder (since 9 Mar 2026)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF18 Other Overall Responsibility (28 Feb 2023 to 23 Aug 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF18 Other Overall Responsibility (28 Feb 2023 to 23 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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