Carina Ruth Lindberg

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 20 Jul 2022)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 16 Mar 2021)
    • [FCA CF] Algorithmic trading (20 Jul 2022 to 9 Jul 2023)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Manager of certification employee (since 20 Jul 2022)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 16 Mar 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (7 Aug 2020 to 3 Mar 2021)
    • [FCA CF] Manager of certification employee (1 Mar 2019 to 4 Oct 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 3 Mar 2021)
    • CF30 Customer (29 Oct 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.