This firm is no longer authorised by the FCA.
It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.
Nippon Life Schroders Asset Management Europe Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4402076586000
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Complaints Contact
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +442076586000
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Alfred Bennett
IRN JAB01210
- (71)CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2005)
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John Gerard McLaughlin
IRN JGM01053
- (162)CF1 Director (31 Dec 2009 to 21 Oct 2011)
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John Stephen Hinde
IRN JSH01075
- (32)CF15 Internal Audit (14 Feb 2006 to 1 Dec 2006)
- (33)CF11 Money Laundering Reporting (14 Feb 2006 to 1 Dec 2006)
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John Stewart Carmichael
IRN JSC01101
- (184)[FCA CF] Material risk taker (1 Oct 2020 to 31 Mar 2021)
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Jonathan Cole
IRN JXC78357
- (228)SMF16 Compliance Oversight (22 Jun 2021 to 17 Oct 2023)
- (229)[FCA CF] Material risk taker (6 Oct 2020 to 6 Jul 2021)
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Jose Pedro Pinheiro Pereira De Moura
IRN JPP01086
- (152)[FCA CF] Manager of certification employee (1 Oct 2020 to 2 Oct 2020)
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Joseph Bertini
IRN JXB00755
- (145)[FCA CF] Material risk taker (10 May 2021 to 18 Oct 2021)
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Juergen Hinrich Fitschen
IRN JHF01022
- (62)CF1 Director (9 Jul 2002 to 30 Jan 2006)
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Julian Ingleby
IRN JXI91795
- (168)[FCA CF] Material risk taker (1 Oct 2020 to 14 Jun 2021)
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Julian Peter Harrison
IRN JPH01166
- (24)CF15 Internal Audit (18 Jul 2003 to 21 Nov 2005)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (254)CF1 Director
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controlled function added: (253)CF3 Chief Executive
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controlled function added: (252)CF30 Customer
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controlled function added: (251)SMF3 Executive Director
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controlled function added: (250)SMF17 Money Laundering Reporting Officer (MLRO)
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controlled function added: (249)CF28 Systems and controls
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controlled function added: (248)SMF16 Compliance Oversight
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controlled function added: (247)[FCA CF] Material risk taker
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controlled function added: (246)SMF3 Executive Director
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controlled function added: (245)[FCA CF] Material risk taker