Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (30 Mar 2012 to 23 Feb 2018)
- CF10 Compliance Oversight (30 Mar 2012 to 23 Feb 2018)
- CF28 Systems and controls (30 Mar 2012 to 23 Feb 2018)
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- (33)CF11 Money Laundering Reporting (14 Feb 2006 to 1 Dec 2006)
- (32)CF15 Internal Audit (14 Feb 2006 to 1 Dec 2006)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2006)
- CF15 Internal Audit (1 Dec 2001 to 1 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (32)CF15 Internal Audit at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (33)CF11 Money Laundering Reporting at Nippon Life Schroders Asset Management Europe Limited