This firm is no longer authorised by the FCA.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Nippon Life Schroders Asset Management Europe Limited

Watch for changes

FRN: 188997
Companies House: 03709605
Last scraped: 15 hours ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Schroder Investment Management Ltd

1 London Wall Place

London

City Of London

EC2Y 5AU

UNITED KINGDOM

Phone

+4402076586000

Web

https://www.schroders.com
Complaints Contact

Schroder Investment Management Ltd

1 London Wall Place

London

City Of London

EC2Y 5AU

UNITED KINGDOM

Phone

+442076586000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

John Alfred Bennett
IRN JAB01210
- (71)CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jul 2005)
John Gerard McLaughlin
IRN JGM01053
- (162)CF1 Director (31 Dec 2009 to 21 Oct 2011)
John Stephen Hinde
IRN JSH01075
- (32)CF15 Internal Audit (14 Feb 2006 to 1 Dec 2006)
- (33)CF11 Money Laundering Reporting (14 Feb 2006 to 1 Dec 2006)
John Stewart Carmichael
IRN JSC01101
- (184)[FCA CF] Material risk taker (1 Oct 2020 to 31 Mar 2021)
Jonathan Cole
IRN JXC78357
- (228)SMF16 Compliance Oversight (22 Jun 2021 to 17 Oct 2023)
- (229)[FCA CF] Material risk taker (6 Oct 2020 to 6 Jul 2021)
Jose Pedro Pinheiro Pereira De Moura
IRN JPP01086
- (152)[FCA CF] Manager of certification employee (1 Oct 2020 to 2 Oct 2020)
Joseph Bertini
IRN JXB00755
- (145)[FCA CF] Material risk taker (10 May 2021 to 18 Oct 2021)
Juergen Hinrich Fitschen
IRN JHF01022
- (62)CF1 Director (9 Jul 2002 to 30 Jan 2006)
Julian Ingleby
IRN JXI91795
- (168)[FCA CF] Material risk taker (1 Oct 2020 to 14 Jun 2021)
Julian Peter Harrison
IRN JPH01166
- (24)CF15 Internal Audit (18 Jul 2003 to 21 Nov 2005)

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
permission removed: Dealing in investments as agent
2 days ago
permission removed: Making arrangements with a view to transactions in investments
2 days ago
permission removed: Managing investments
2 days ago
requirement removed: OR-0061714
2 days ago
requirement removed: OR-0149243
2 days ago
requirement removed: OR-0233874
2 days ago
controlled function added: (298)SMF17 Money Laundering Reporting Officer (MLRO)
2 days ago
controlled function added: (297)CF17 Significant Mgt (Other Business Operations)
2 days ago
controlled function added: (296)CF26 Customer Trading
2 days ago
controlled function added: (295)CF27 Investment Management

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.