Nigel Sloam & Co

• Principal Place of Business

  Nigel Sloam & Co

  Marlborough House

  298 Regents Park Road

  London

  N3 2SZ

  UNITED KINGDOM

  Phone

  +442082091222

  Web

  https://www.nigelsloam.co.uk

• Complaints Contact

  Nigel Sloam & Co

  Marlborough House

  298 Regents Park Road

  London

  N3 2SZ

  UNITED KINGDOM

  Phone

  +4402082091222

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Aaron Zvi Segal

  IRN AZS01004

  • 11. Pension transfer specialist
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (19 Feb 2013 to 8 Dec 2019)
  • CF4 Partner (4 Feb 2013 to 8 Dec 2019)
• Alexander Nicholas Julian Hertzberg

  IRN ANH01025

  • CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)
• Amit Shah

  IRN AXS01694

  • 11. Pension transfer specialist
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jun 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Andrew David Roberts

  IRN ADR01066

  • CF4 Partner (7 Aug 2003 to 15 Dec 2004)
  • CF11 Money Laundering Reporting (7 Aug 2003 to 15 Dec 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2004)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 15 Dec 2004)
• Arun Leon Ramaswamy

  IRN ALR01063

  • 11. Pension transfer specialist
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (13 Apr 2012 to 8 Dec 2019)
• Candice Renee Burton

  IRN CXB00974

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Aug 2024)
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2024)
• Craig David Avis

  IRN CDA01062

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (26 Nov 2019 to 8 Dec 2019)
  • CF4 Partner (2 Mar 2017 to 8 Dec 2019)
• Elizabeth Augusta Sloam

  IRN EAS01063

  • SMF27 Partner (since 16 Feb 2026)
• Eran Isaac Winkler

  IRN EIW01001

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Mar 2003)
• Guy Noam Young

  IRN GNY01005

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (13 Jul 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2003)

No changes recorded yet.