Andrew David Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barnett Waddingham LLP

    FRN 494494

    • [FCA CF] Significant management (since 3 Apr 2025)
    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF30 Customer (27 Mar 2009 to 30 Jul 2010)
    • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
  • BW SIPP LLP (no longer approved here)

    FRN 458323

    • SMF27 Partner (9 Dec 2019 to 25 Oct 2021)
    • CF4 Partner (18 Apr 2012 to 8 Dec 2019)
  • Nigel Sloam & Co (no longer approved here)

    FRN 112937

    • CF4 Partner (7 Aug 2003 to 15 Dec 2004)
    • CF11 Money Laundering Reporting (7 Aug 2003 to 15 Dec 2004)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 15 Dec 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.