Guy Noam Young

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nigel Sloam & Co

    FRN 112937

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (13 Jul 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (27 May 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2003)
  • NSS Trustees Limited

    FRN 465715

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Apr 2007 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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