Nigel Sloam & Co

• Principal Place of Business

  Nigel Sloam & Co

  Marlborough House

  298 Regents Park Road

  London

  N3 2SZ

  UNITED KINGDOM

  Phone

  +442082091222

  Web

  https://www.nigelsloam.co.uk

• Complaints Contact

  Nigel Sloam & Co

  Marlborough House

  298 Regents Park Road

  London

  N3 2SZ

  UNITED KINGDOM

  Phone

  +4402082091222

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• Michael Cohen

  IRN MXC01152

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Client dealing (since 31 May 2024)
  • [FCA CF] Functions requiring qualifications (since 31 May 2024)
• Nigel Spencer Sloam

  IRN NXS01256

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (30 Jul 2004 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • CF10 Compliance Oversight (1 Dec 2001 to 10 Oct 2009)
• Oliver Sloam

  IRN OXS01262

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Mar 2017 to 8 Dec 2019)
• Patrick Nicholas Day

  IRN PND01007

  • CF30 Customer (1 Nov 2007 to 30 Jul 2012)
  • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Jul 2004 to 30 Nov 2005)
• Paul Maurice Jayson

  IRN PMJ01033

  • CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 27 May 2003)
  • CF4 Partner (1 Dec 2001 to 27 May 2003)
• Riva Stern

  IRN RXS01043

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • SMF27 Partner (since 2 Feb 2026)
  • [FCA CF] Functions requiring qualifications (since 20 Jun 2024)
  • [FCA CF] Client dealing (since 20 Jun 2024)
• Salvatore Avanzato

  IRN SXA01287

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 9 May 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 9 May 2023)
  • SMF27 Partner (9 Dec 2019 to 9 May 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (13 Jul 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (15 Jul 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2003)
• Sonia Day

  IRN SSS01056

  • CF30 Customer (1 Nov 2007 to 30 Jul 2012)
  • CF22 Investment Adviser (Trainee) (14 Jul 2004 to 31 Oct 2007)

No changes recorded yet.