Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 3 Apr 2025)
    • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
    • CF30 Customer (7 Jul 2009 to 30 Jul 2010)
    • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
  • Nigel Sloam & Co (no longer approved here)

    FRN 112937

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)
    • CF4 Partner (1 Dec 2001 to 27 May 2003)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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