Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (3 Nov 2023 to 31 Oct 2024)
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- [FCA CF] Client dealing (9 Dec 2020 to 9 May 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 9 May 2023)
- SMF27 Partner (9 Dec 2019 to 9 May 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (13 Jul 2005 to 8 Dec 2019)
- CF21 Investment Adviser (15 Jul 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2003)
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- SMF3 Executive Director (9 Dec 2019 to 9 May 2023)
- CF1 Director (27 Apr 2007 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.