Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ENFIELD CITIZENS ADVICE BUREAU (no longer approved here)

    FRN 617600

    • Director of firm who is not a certification employee or a SMF manager (3 Nov 2023 to 31 Oct 2024)
  • Nigel Sloam & Co (no longer approved here)

    FRN 112937

    • [FCA CF] Client dealing (9 Dec 2020 to 9 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 9 May 2023)
    • SMF27 Partner (9 Dec 2019 to 9 May 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (13 Jul 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (15 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2003)
  • NSS Trustees Limited (no longer approved here)

    FRN 465715

    • SMF3 Executive Director (9 Dec 2019 to 9 May 2023)
    • CF1 Director (27 Apr 2007 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.