Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nigel Sloam & Co
FRN 112937
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 31 May 2024)
- [FCA CF] Functions requiring qualifications (since 31 May 2024)
Recent activity
Updates to this individual's record on the FCA register.
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