Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NSS Trustees Limited
FRN 465715
- SMF3 Executive Director (since 4 Jul 2024)
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Nigel Sloam & Co
FRN 112937
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (26 Nov 2019 to 8 Dec 2019)
- CF4 Partner (2 Mar 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.