N.F.U. Mutual Unit Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alexander Gordon Sills
IRN AGS01083
- CF22 Investment Adviser (Trainee) (21 Oct 2002 to 7 May 2004)
Alexander Tom Green
IRN ATG01023
- CF22 Investment Adviser (Trainee) (24 Mar 2003 to 9 Jul 2004)
Alexander William Shorey
IRN AWS00017
- CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2007)
Alison Osborn
IRN AXO00011
- CF21 Investment Adviser (10 Aug 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (9 May 2006 to 10 Aug 2006)
Alison Patricia Meehan
IRN APM00007
- CF21 Investment Adviser (14 Oct 2002 to 1 Apr 2007)
Allan Yule Scott
IRN AYS00003
- CF22 Investment Adviser (Trainee) (31 Jan 2007 to 1 Apr 2007)
Allen Francis Perry
IRN AFP00006
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2005)
Alun Manley
IRN AXM00184
- CF21 Investment Adviser (6 Jun 2002 to 1 Apr 2007)
Amanda Catherine Mason
IRN ACM01195
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (8 Jun 2016 to 1 Oct 2018)
- CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Sep 2008 to 8 Dec 2019)
Andrew Chaplin
IRN AXC01995
- CF22 Investment Adviser (Trainee) (19 Apr 2007 to 19 Apr 2007)

Smaller firms operating under this firm's FCA authorisation.

NFU Mutual Insurance Services Limited (no longer appointed)
FRN 201480 · Appointed 15 Oct 1999 · Until 31 May 2006
North Walsham Insurance Services (no longer appointed)
FRN 151513 · Appointed 1 Oct 1986 · Until 31 Dec 2003
Gardner & Co (Insurances) Limited (no longer appointed)
FRN 201217 · Appointed 27 Feb 1964 · Until 31 May 2006
Ulster Farmers Union (no longer appointed)
FRN 156042 · Appointed 1 Jan 1918 · Until 12 Dec 2019
NFU Scotland (no longer appointed)
FRN 156041 · Appointed 1 Jan 1913 · Until 12 Dec 2019
The National Farmers Union of England & Wales (no longer appointed)
FRN 156040 · Appointed 1 Jan 1908 · Until 12 Dec 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.