Alexander Tom Green

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Partners Wealth Management LLP

    FRN 442303

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
    • [FCA CF] Client dealing (since 18 Mar 2024)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (14 Apr 2022 to 1 Mar 2024)
    • CF30 Customer (14 Apr 2022 to 1 Mar 2024)
    • CF1 Director (AR) (14 Apr 2022 to 1 Mar 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 24 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (20 Oct 2016 to 1 Jul 2018)
    • CF30 Customer (7 Apr 2014 to 6 Mar 2016)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (13 Mar 2009 to 7 Mar 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 17 Jan 2009)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF22 Investment Adviser (Trainee) (24 Mar 2003 to 9 Jul 2004)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF22 Investment Adviser (Trainee) (24 Mar 2003 to 9 Jul 2004)

Recent activity

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