Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF21 Investment Adviser (10 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 May 2006 to 10 Aug 2006)
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- CF21 Investment Adviser (10 Aug 2006 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (9 May 2006 to 10 Aug 2006)
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- CF21 Investment Adviser (8 Jan 2002 to 1 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.