Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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NFU MUTUAL INVESTMENT SERVICES LIMITED
FRN 121921
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (8 Jun 2016 to 1 Oct 2018)
- CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Sep 2008 to 8 Dec 2019)
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N.F.U. Mutual Unit Managers Limited
FRN 121922
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF1 Director (8 Jun 2016 to 1 Oct 2018)
- CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Sep 2008 to 8 Dec 2019)
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NFU Mutual Select Investments Limited
FRN 582519
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF1 Director (8 Jun 2016 to 25 Sep 2018)
- CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Dec 2012 to 8 Dec 2019)
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Avon Insurance Plc
FRN 202029
- SMF16 Compliance Oversight (since 10 Jan 2019)
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- SMF16 Compliance Oversight (since 10 Dec 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
- CF10 Compliance Oversight (1 Oct 2015 to 9 Dec 2018)
- CF11 Money Laundering Reporting (22 Sep 2008 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.