Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (8 Jun 2016 to 1 Oct 2018)
    • CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Sep 2008 to 8 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (8 Jun 2016 to 1 Oct 2018)
    • CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Sep 2008 to 8 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (8 Jun 2016 to 25 Sep 2018)
    • CF10 Compliance Oversight (1 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Dec 2012 to 8 Dec 2019)
    • SMF16 Compliance Oversight (since 10 Jan 2019)
    • SMF16 Compliance Oversight (since 10 Dec 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Dec 2018)
    • CF10 Compliance Oversight (1 Oct 2015 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (22 Sep 2008 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.