Date authorised
1 April 2013
Companies House
00209606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +4401789415050
  • Complaints Contact

    Tiddington Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +4401789415050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Harris

    IRN AXH01238

    • CF3 Chief Executive (4 Jan 2010 to 1 Jun 2011)
    • CF8 Apportionment and Oversight (4 Jan 2010 to 1 Jun 2011)
    • CF1 Director (4 Jan 2010 to 1 Jun 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jun 2005)
    • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 1 Jun 2005)
  • Alan Michael Cummins

    IRN AMC01127

    • CF29 Significant management (1 Nov 2007 to 25 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Amanda Catherine Mason

    IRN ACM01195

    • SMF16 Compliance Oversight (since 10 Jan 2019)
  • Andrew James Manson

    IRN AJM01771

    • [FCA CF] Significant management (10 Dec 2018 to 31 May 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 24 Jan 2022)
    • CF29 Significant management (23 Feb 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (23 Feb 2016 to 30 Sep 2018)
  • Andrew Skinner Young

    IRN ASY01004

    • CF1 Director (1 Dec 2001 to 31 Jan 2002)
    • CF3 Chief Executive (1 Dec 2001 to 31 Jan 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Jan 2002)
  • Anthony Martyn Lloyd

    IRN AML01089

    • CF28 Systems and controls (1 Nov 2007 to 28 Feb 2009)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Beverley Cliffe Hodson

    IRN BXH01141

    • CF2 Non Executive Director (1 Aug 2008 to 21 Jun 2012)
  • Charles Peter Beighton

    IRN CPB00014

    • [FCA CF] Manager of certification employee (7 Jun 2022 to 14 Feb 2023)
  • Charles Richard Percy

    IRN CRP01035

    • CF2 Non Executive Director (21 Nov 2007 to 6 Mar 2016)
  • Christopher Partridge

    IRN CXP01185

    • CF13 Finance (1 Dec 2001 to 15 Mar 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.