Date authorised
1 April 2013
Companies House
00209606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +4401789415050
  • Complaints Contact

    Tiddington Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +4401789415050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Dumbreck Wood

    IRN CDW01072

    • CF29 Significant management (1 Nov 2007 to 30 Mar 2010)
    • CF17 Significant Mgt (Other Business Operations) (22 Oct 2007 to 31 Oct 2007)
  • David Edmund Sweeney

    IRN DES00012

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Jun 2006)
  • Donald Curry

    IRN DTC01016

    • CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2011)
  • Graham Harvey

    IRN GXH00192

    • SMF9 Chair of the Governing Body (since 4 Apr 2023)
    • [FCA CF] Manager of certification employee (15 Feb 2023 to 31 Mar 2023)
  • Hannah Dixon

    IRN HXD77042

    • SMF1 Chief Executive (since 27 Mar 2023)
    • Responsible for Insurance Distribution (since 27 Mar 2023)
    • [FCA CF] Significant management (15 Jun 2020 to 26 Mar 2023)
  • Iain David Baker

    IRN IDB01054

    • SMF4 Chief Risk (since 10 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (14 Dec 2011 to 6 Mar 2016)
  • Ian Charles Leech

    IRN ICL01011

    • CF1 Director (1 Jun 2011 to 15 Feb 2013)
    • CF8 Apportionment and Oversight (1 Jun 2011 to 15 Feb 2013)
    • CF3 Chief Executive (1 Oct 2010 to 22 Oct 2010)
  • Ian David Grant

    IRN IDG01012

    • CF2 Non Executive Director (13 Jun 2003 to 31 Jul 2008)
  • Ian Scott Geden

    IRN ISG01010

    • CF1 Director (1 Dec 2001 to 31 Oct 2008)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jun 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2005)
  • James Damian Creechan

    IRN JDC00063

    • [FCA CF] Significant management (10 Dec 2018 to 30 Apr 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 30 Apr 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.