Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (2 Sep 2013 to 17 Oct 2013)
- CF1 Director (AR) (1 Oct 2010 to 1 Apr 2013)
- Responsible for Insurance Mediation (1 Oct 2010 to 1 Apr 2013)
- CF29 Significant management (3 Mar 2009 to 22 Oct 2010)
- CF17 Significant Mgt (Other Business Operations) (21 Apr 2005 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
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- CF3 Chief Executive (4 Dec 2012 to 1 Aug 2013)
- CF1 Director (4 Dec 2012 to 1 Aug 2013)
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- CF1 Director (1 Jun 2011 to 15 Feb 2013)
- CF8 Apportionment and Oversight (1 Jun 2011 to 15 Feb 2013)
- CF3 Chief Executive (1 Oct 2010 to 22 Oct 2010)
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- CF29 Significant management (1 Nov 2007 to 31 Jul 2008)
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2005)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.