Date authorised
1 April 2013
Companies House
00209606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +4401789415050
  • Complaints Contact

    Tiddington Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +4401789415050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Cribb

    IRN JXC02582

    • SMF1 Chief Executive (24 Jan 2022 to 26 Mar 2023)
    • SMF3 Executive Director (10 Dec 2018 to 26 Mar 2023)
    • CF1 Director (8 Mar 2016 to 9 Dec 2018)
    • CF29 Significant management (23 Jan 2013 to 8 Mar 2016)
  • John Owen Roberts

    IRN JOR01006

    • CF1 Director (14 Apr 2010 to 23 Feb 2016)
    • Responsible for Insurance Mediation (14 Apr 2010 to 23 Feb 2016)
  • John William Kenny

    IRN JWK01033

    • CF29 Significant management (1 Nov 2007 to 11 Mar 2010)
    • CF20 Significant Mgt (Settlements) (28 Apr 2006 to 31 Oct 2007)
  • Julian Miles Skelton

    IRN JMS00035

    • CF1 Director (14 Jan 2008 to 28 Mar 2010)
    • Responsible for Insurance Mediation (14 Jan 2008 to 28 Mar 2010)
    • CF13 Finance (15 Mar 2005 to 1 Jun 2005)
  • Kamal Bandara Galagedera

    IRN KBG01013

    • CF28 Systems and controls (24 Feb 2010 to 14 Dec 2011)
  • Kim Arif

    IRN KXA01058

    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Mar 2005)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Leigh John Shackleton

    IRN LJS01101

    • CF29 Significant management (17 Jun 2011 to 23 Jan 2013)
  • Lindsay Neil Sinclair

    IRN LNS01011

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Mar 2021)
    • SMF1 Chief Executive (10 Dec 2018 to 31 Mar 2021)
    • SIMF9 Chairman (28 Oct 2016 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (15 Feb 2013 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (15 Feb 2013 to 6 Mar 2016)
    • CF1 Director (23 Oct 2008 to 9 Dec 2018)
  • Mark Patrick Tinsley

    IRN MPT01065

    • CF2 Non Executive Director (19 Jan 2012 to 31 Dec 2014)
  • Matthew Peter Byrne

    IRN MPB01174

    • SMF20 Chief Actuary (since 10 Dec 2018)
    • SIMF20 Chief Actuary Function (10 Jun 2016 to 9 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.