Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SIMF2 Chief Finance Function (7 Mar 2016 to 24 Apr 2018)
    • CF28 Systems and controls (1 Nov 2007 to 15 Feb 2010)
    • CF1 Director (1 Jan 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Mar 2005)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Avon Insurance Plc (no longer approved here)

    FRN 202029

    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Mar 2005)
  • NFU MUTUAL INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 121921

    • CF8 Apportionment and Oversight (1 Jun 2005 to 31 Oct 2007)
    • CF3 Chief Executive (1 Jun 2005 to 24 Apr 2018)
    • CF1 Director (1 Dec 2001 to 24 Apr 2018)
    • CF27 Investment Management (1 Dec 2001 to 1 Mar 2005)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF8 Apportionment and Oversight (1 Jun 2005 to 31 Mar 2009)
    • CF3 Chief Executive (1 Jun 2005 to 24 Apr 2018)
    • CF27 Investment Management (1 Dec 2001 to 1 Mar 2005)
    • CF5 Director of Unincorporated Association (1 Dec 2001 to 14 Apr 2004)
    • CF1 Director (1 Dec 2001 to 24 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

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