Date authorised
1 April 2013
Companies House
00209606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tiddington Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +4401789415050
  • Complaints Contact

    Tiddington Road
    Stratford-Upon-Avon
    Warwickshire
    CV37 7BJ
    UNITED KINGDOM
    Phone
    +4401789415050

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas James Turner

    IRN NJT01091

    • SMF1 Chief Executive (24 Mar 2021 to 23 Jan 2022)
    • SMF9 Chair of the Governing Body (24 Mar 2021 to 16 Jun 2022)
  • Paul Andrew Glover

    IRN PAG01142

    • CF29 Significant management (13 May 2010 to 9 Dec 2018)
  • Peter James Toozer

    IRN PJT01092

    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2002)
  • Rachel Joanna Kelsall

    IRN RJK01096

    • CF29 Significant management (1 Jan 2008 to 15 Feb 2010)
    • CF17 Significant Mgt (Other Business Operations) (2 Mar 2005 to 1 Jun 2005)
  • Richard John Carter

    IRN RJC01136

    • CF2 Non Executive Director (1 Dec 2001 to 16 Jun 2003)
  • Richard Morley

    IRN RXM01771

    • SMF2 Chief Finance (since 10 Dec 2018)
    • SIMF2 Chief Finance Function (28 Oct 2016 to 9 Dec 2018)
    • CF1 Director (8 Apr 2016 to 3 Nov 2016)
  • Robert Ainsley Martin

    IRN RAM01137

    • CF29 Significant management (1 Nov 2007 to 1 May 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
  • Robert James Lucas

    IRN RJL01157

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Jan 2022)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (1 Feb 2008 to 6 Mar 2016)
    • Responsible for Insurance Mediation (20 Sep 2007 to 1 Feb 2008)
    • CF1 Director (22 Mar 2006 to 1 Feb 2008)
    • CF17 Significant Mgt (Other Business Operations) (5 Apr 2005 to 1 Jun 2005)
  • Roger John Morris Williams

    IRN RJW01209

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2008)
    • CF14 Risk Assessment (2 Mar 2005 to 31 Oct 2007)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 3 Feb 2003)
  • Sian Johns

    IRN SXJ00490

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (16 Aug 2024 to 31 Mar 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.