Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [FCA CF] Manager of certification employee (since 1 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 10 Dec 2018)
    • [FCA CF] Significant management (10 Dec 2018 to 11 Dec 2018)
    • CF29 Significant management (3 Aug 2010 to 9 Dec 2018)
    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 30 Apr 2025)
    • CF1 Director (13 May 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2025)
    • CF1 Director (13 May 2010 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Avon Insurance Plc (no longer approved here)

    FRN 202029

    • CF29 Significant management (13 May 2010 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.