Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF29 Significant management (1 Nov 2007 to 25 Sep 2009)
    • CF17 Significant Mgt (Other Business Operations) (6 Oct 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 6 Oct 2005)
  • NFU MUTUAL INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 121921

    • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
    • CF1 Director (1 Dec 2001 to 25 Sep 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF29 Significant management (1 Nov 2007 to 25 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 25 Sep 2009)
    • CF27 Investment Management (24 Jan 2007 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (6 Oct 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 6 Oct 2005)
  • Avon Insurance Plc (no longer approved here)

    FRN 202029

    • CF29 Significant management (1 Nov 2007 to 25 Sep 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.