New Street Research LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.

Senior staff personally approved by the FCA to hold their roles here.

Evghenii Risovich
IRN EXR01207
- CF30 Customer (20 Jan 2011 to 1 Apr 2011)
Felix Wai
IRN FXW01127
- CF30 Customer (16 Nov 2012 to 31 Dec 2014)
Frank Robert Knowles
IRN FXK01010
- CF30 Customer (1 Nov 2007 to 19 Jan 2018)
- CF21 Investment Adviser (18 Aug 2003 to 31 Oct 2007)
Fred Liu
IRN FXL01192
- CF30 Customer (22 Sep 2015 to 19 Apr 2016)
Gengyu Li
IRN GXL10541
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2020)
- CF30 Customer (18 Jan 2019 to 8 Dec 2019)
George Michael Raad
IRN GMR01094
- CF30 Customer (22 Oct 2016 to 31 Jul 2017)
Hafeez Bux Daud Khan
IRN HBK01003
- CF21 Investment Adviser (30 Jan 2004 to 30 Apr 2004)
- CF1 Director (AR) (30 Jan 2004 to 30 Apr 2004)
Heather Michael Broffman
IRN HXB00286
- [FCA CF] Client dealing (since 14 Aug 2023)
Iain Fergus Staples
IRN IFS01007
- CF21 Investment Adviser (26 Jan 2004 to 30 Apr 2004)
Iain Macdonald Johnston
IRN IMJ01011
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (7 Feb 2007 to 23 Apr 2007)
- CF11 Money Laundering Reporting (7 Feb 2007 to 23 Apr 2007)
- CF21 Investment Adviser (21 Aug 2003 to 31 Oct 2007)
- CF4 Partner (21 Aug 2003 to 8 Dec 2019)
- CF8 Apportionment and Oversight (21 Aug 2003 to 31 Oct 2007)
- CF3 Chief Executive (21 Aug 2003 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Clear Capital Limited (no longer appointed)
FRN 231134 · Appointed 20 Jan 2004 · Until 13 May 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.