Iain Fergus Staples

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Investment Management Limited (no longer approved here)
FRN 119348
- [FCA CF] Client dealing (1 Oct 2020 to 15 Nov 2023)
- CF30 Customer (12 Nov 2013 to 8 Dec 2019)
Schroder Investment Management North America Limited (no longer approved here)
FRN 144543
- [FCA CF] Client dealing (1 Oct 2020 to 15 Nov 2023)
- CF30 Customer (12 Nov 2013 to 8 Dec 2019)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- [FCA CF] Material risk taker (1 Oct 2020 to 15 Nov 2023)
New Street Research LLP (no longer approved here)
FRN 225092
- CF21 Investment Adviser (26 Jan 2004 to 30 Apr 2004)
Clear Capital Limited (no longer approved here)
FRN 231134
- Employed By (26 Jan 2004 to 30 Apr 2004)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF21 Investment Adviser (29 Apr 2002 to 12 Mar 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.