Hafeez Bux Daud Khan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Messels Limited
FRN 403323
- CF30 Customer (since 6 Jan 2025)
Triggerpoint Research Ltd
FRN 1011516
- (7)Employed By (since 6 Jan 2025)
Peel Hunt LLP (no longer approved here)
FRN 530083
- [FCA CF] Client dealing (25 Jan 2022 to 15 Jun 2023)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (23 Mar 2016 to 31 Jan 2018)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (4 Jan 2010 to 16 Aug 2011)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (4 Jan 2010 to 16 Aug 2011)
Commerzbank AG (no longer approved here)
FRN 124920
- CF21 Investment Adviser (10 Nov 2004 to 16 Nov 2004)
New Street Research LLP (no longer approved here)
FRN 225092
- CF21 Investment Adviser (30 Jan 2004 to 30 Apr 2004)
- CF1 Director (AR) (30 Jan 2004 to 30 Apr 2004)
Clear Capital Limited (no longer approved here)
FRN 231134
- Employed By (30 Jan 2004 to 30 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.