Date authorised
1 April 2013
Companies House
OC303987
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111
  • Complaints Contact

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian John Martin

    IRN IJM01112

    • [FCA CF] Client dealing (since 28 Mar 2022)
    • CF30 Customer (26 Jan 2016 to 8 Dec 2019)
  • JOHN MICHAEL O'MARA

    IRN JMO01093

    • CF30 Customer (20 Oct 2011 to 31 Dec 2014)
  • Jakub Dubaniewicz

    IRN JXD02022

    • CF30 Customer (28 Jul 2011 to 28 Apr 2015)
  • James Edmund Ratzer

    IRN JER01049

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (30 Apr 2015 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Sep 2003 to 31 Oct 2007)
  • James Edward Stettler

    IRN JES01074

    • CF30 Customer (5 Jul 2009 to 30 Jun 2010)
  • Jeremy Samuel Ben-Nathan

    IRN JXB03998

    • [FCA CF] Client dealing (since 25 Mar 2025)
  • Jeremy Stuart Boorman

    IRN JSB01119

    • CF30 Customer (1 Nov 2007 to 31 Mar 2012)
    • CF21 Investment Adviser (18 Aug 2003 to 31 Oct 2007)
  • Jin Kyu Yoon

    IRN JKY01009

    • [FCA CF] Manager of certification employee (since 3 Jan 2023)
    • [FCA CF] Client dealing (since 3 Jan 2023)
    • CF30 Customer (23 Jun 2018 to 28 Jun 2018)
  • John Alastair Jones

    IRN JAJ01046

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
    • CF4 Partner (8 Dec 2005 to 16 Apr 2015)
  • John Gerard McEwing

    IRN JGM01114

    • CF4 Partner (19 Apr 2007 to 18 Feb 2011)
    • CF10 Compliance Oversight (19 Apr 2007 to 18 Feb 2011)
    • CF11 Money Laundering Reporting (19 Apr 2007 to 18 Feb 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.