Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Sep 2015 to 8 Dec 2019)
    • CF28 Systems and controls (1 Apr 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2011 to 8 Dec 2019)
  • New Street Research LLP (no longer approved here)

    FRN 225092

    • CF10 Compliance Oversight (19 Apr 2007 to 18 Feb 2011)
    • CF4 Partner (19 Apr 2007 to 18 Feb 2011)
    • CF11 Money Laundering Reporting (19 Apr 2007 to 18 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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