Date authorised
1 April 2013
Companies House
OC303987
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111
  • Complaints Contact

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Patrick Maughan

    IRN JXM15760

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Feb 2020)
    • CF30 Customer (13 Jun 2019 to 8 Dec 2019)
  • Jonathan Chaplin

    IRN JXC02581

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2025)
    • CF30 Customer (16 Jan 2013 to 8 Dec 2019)
  • Jose Javier Anguis Horno

    IRN JXA00365

    • [FCA CF] Client dealing (since 15 Feb 2022)
  • Joshua Edward Simon Evans

    IRN JEE01058

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Oct 2020)
    • CF30 Customer (2 Jul 2015 to 8 Dec 2019)
  • Jotham Zachary Monsma

    IRN JZM01000

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
    • CF30 Customer (29 Oct 2013 to 8 Dec 2019)
  • Karl Svante Westerberg

    IRN KXW00448

    • [FCA CF] Client dealing (9 Jan 2025 to 12 Feb 2025)
  • Kelvin Oh Wei Jie

    IRN KXO00122

    • [FCA CF] Client dealing (12 May 2023 to 31 Dec 2025)
  • Kirk Boodry

    IRN KXB01244

    • CF30 Customer (29 Jul 2011 to 19 Jul 2018)
  • Lawrence Arthur Stevens

    IRN LAS01149

    • CF30 Customer (28 Aug 2018 to 8 Dec 2019)
  • Lee Simpson

    IRN LJS01087

    • CF21 Investment Adviser (27 Jan 2004 to 30 Apr 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.