Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Client dealing (since 15 Aug 2022)
- [FCA CF] Manager of certification employee (since 15 Aug 2022)
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- CF30 Customer (18 Dec 2019 to 3 Feb 2020)
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- Employed By (18 Dec 2019 to 3 Feb 2020)
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- CF30 Customer (1 Jul 2015 to 4 Sep 2018)
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- CF30 Customer (1 Nov 2007 to 5 Feb 2015)
- CF21 Investment Adviser (4 Oct 2007 to 31 Oct 2007)
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- CF4 Partner (14 Jan 2005 to 14 Jun 2006)
- CF21 Investment Adviser (14 Jan 2005 to 14 Jun 2006)
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- CF21 Investment Adviser (27 Jan 2004 to 30 Apr 2004)
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- Employed By (27 Jan 2004 to 13 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.