Date authorised
1 April 2013
Companies House
OC303987
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111
  • Complaints Contact

    Birchin Court
    20 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442073759111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • MATTHEW ZANDER PERAULT

    IRN MXP00492

    • [FCA CF] Client dealing (14 Jan 2022 to 24 May 2024)
  • Maria Susanna Van Tonder

    IRN MSV01002

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Mar 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (23 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (23 Oct 2007 to 8 Dec 2019)
  • Mark Nicholas Franks

    IRN MNF01003

    • [FCA CF] Client dealing (since 4 Jan 2021)
  • Max Alexander Gilbert

    IRN MAG01249

    • CF30 Customer (22 Feb 2016 to 31 Mar 2018)
  • Max William Hallam

    IRN MWH01079

    • CF30 Customer (19 Feb 2016 to 6 Jul 2018)
  • Maxwell Christian Mueller Speth

    IRN MXS02787

    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Michael CHAMBERS

    IRN MXC02753

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
  • Naresh Chouhan

    IRN NXC01309

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
  • Natalya Davies

    IRN NXD00286

    • [FCA CF] Client dealing (15 Jul 2024 to 27 Dec 2024)
  • Nicholas Jeremy Bruce Paulson-Ellis

    IRN NJP01085

    • CF21 Investment Adviser (26 Jan 2004 to 30 Apr 2004)
    • CF1 Director (AR) (26 Jan 2004 to 30 Apr 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.